disgorge.01
frames- Andrew Derel Adams , Killeen , Texas , fined *-1 $ 15,000 *U* ; John Francis Angier Jr. , Reddington Shores , Fla. , $ 15,000 *U* ; Mark Anthony , Arlington Heights , Ill. , $ 10,000 *U* and 30-day suspension ; William Stirlen , Arlington Heights , Ill. , $ 7,500 *U* and 30-day suspension ; Fred W. Bonnell , Boulder , Colo. , $ 2,500 *U* and six-month suspension ; Michael J. Boorse , Horsham , Pa. ; David Chiodo , Dallas , $ 5,000 *U* , barred *-3 as a principal ; Camille Chafic Cotran , London , $ 25,000 *U* ; [ARG0 John William Curry] , fined *-4 $ 5,000 *U* , ordered *-4 *-2 to [rel disgorge] [ARG1 $ 30,000 *U*] , one-year suspension .
- John William Davis , Colonsville , Miss. , fined *-4 $ 200,000 *U* ; Jeffrey Gerard Dompierre , Valrico , Fla. , $ 5,000 *U* and 10-day suspension ; [ARG0 Eugene Michael Felten , La Canada , Calif.] , fined *-3 $ 25,000 *U* , ordered *-3 *-2 to [rel disgorge] [ARG1 $ 16,072 *U*] and suspended *-3 one year ; Marion Stewart Spitler , La Canada , fined *-5 $ 15,000 *U* , ordered *-5 *-1 to disgorge $ 18,444 *U* and suspended *-5 six months .
- John William Davis , Colonsville , Miss. , fined *-4 $ 200,000 *U* ; Jeffrey Gerard Dompierre , Valrico , Fla. , $ 5,000 *U* and 10-day suspension ; Eugene Michael Felten , La Canada , Calif. , fined *-3 $ 25,000 *U* , ordered *-3 *-2 to disgorge $ 16,072 *U* and suspended *-3 one year ; [ARG0 Marion Stewart Spitler , La Canada ,] fined *-5 $ 15,000 *U* , ordered *-5 *-1 to [rel disgorge] [ARG1 $ 18,444 *U*] and suspended *-5 six months .
- Charles D. Phipps Sr. , Hermitage , Pa. , fined *-1 $ 10,000 *U* ; David Scott Rankin , Lake St. Louis , Mo. , $ 15,000 *U* ; [ARG0 Leigh A. Sanderoff , Gaithersburg , Md. ,] fined *-2 $ 45,000 *U* , ordered *-2 *-3 to [rel disgorge] [ARG1 $ 12,252 *U*] ; Sandra Ann Smith , Ridgefield , N.J. , $ 15,000 *U* ; James G. Spence , Aloha , Ore. , $ 5,000 *U* and six-month suspension ; Mona Sun , Jamaica Estates , N.Y. , $ 60,000 *U* ; William Swearingen , Minneapolis , $ 15,000 *U* and six-month suspension ; John Bew Wong , San Francisco , $ 25,000 *U* ; Rabia M. Zayed , San Francisco , $ 50,000 *U* .
- The following *ICH*-2 were neither barred nor suspended *-1 : [ARG0 Stephanie Veselich Enright , Rolling Hills , Calif. ,] fined *-3 $ 2,500 *U* and ordered *-3 *-4 to [rel disgorge] [ARG1 $ 11,762 *U*] ; Stuart Lane Russel , Glendale , Calif. , fined *-5 $ 2,500 *U* and ordered *-5 *-6 to disgorge $ 14,821 *U* ; Devon Nilson Dahl , Fountain Valley , Calif. , fined *-7 $ 82,389 *U* .
- The following *ICH*-2 were neither barred nor suspended *-1 : Stephanie Veselich Enright , Rolling Hills , Calif. , fined *-3 $ 2,500 *U* and ordered *-3 *-4 to disgorge $ 11,762 *U* ; [ARG0 Stuart Lane Russel , Glendale , Calif. ,] fined *-5 $ 2,500 *U* and ordered *-5 *-6 to [rel disgorge] [ARG1 $ 14,821 *U*] ; Devon Nilson Dahl , Fountain Valley , Calif. , fined *-7 $ 82,389 *U* .